Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 1907440)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Carlyle Asia Limited (HK)
Rep
Advising on securities
2022-07-25
2025-06-18
Rep
Dealing in securities
2022-07-25
2025-06-18
UBS SECURITIES HONG KONG LIMITED
Rep
Advising on corporate finance
2012-06-07
2012-09-15