Personnel Hong Kong SFC License Details (ID 1907445)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2018-09-05	2024-03-15
SPDB International Capital Limited	Rep	Advising on corporate finance	2016-10-14	2018-08-11
	Rep	Dealing in securities	2016-10-14	2018-08-11
oOo Securities (HK) Group Limited	Rep	Advising on securities	2016-06-20	2016-08-09
	Rep	Dealing in securities	2016-06-20	2016-08-09
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2016-03-08