Personnel Hong Kong SFC License Details (ID 1907446)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2021-10-21	-
	Rep	Dealing in securities	2021-09-15	-
CMB International Securities Limited	Rep	Dealing in securities	2020-01-10	2021-07-02
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	2019-07-20
	Rep	Advising on corporate finance	2012-06-07	2016-12-18