| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Pollock Asset Management Limited | RO | Advising on securities | 2024-01-30 | - |
| RO | Asset management | 2024-01-30 | - | |
| RO | Dealing in securities | 2024-01-30 | - | |
| Rep | Advising on securities | 2021-05-28 | 2024-01-30 | |
| Rep | Asset management | 2021-04-28 | 2024-01-30 | |
| Rep | Dealing in securities | 2021-03-24 | 2024-01-30 | |
| Mont Avenir Capital Limited | Rep | Advising on corporate finance | 2020-07-13 | 2021-03-05 |
| Rep | Dealing in securities | 2020-05-26 | 2021-03-05 | |
| RO | Advising on corporate finance | 2019-07-23 | 2020-07-13 | |
| UBS SECURITIES HONG KONG LIMITED | RO | Advising on corporate finance | 2016-12-19 | 2019-06-06 |
| RO | Advising on corporate finance | 2014-01-10 | 2016-12-18 | |
| Rep | Advising on corporate finance | 2012-06-07 | 2014-01-10 |
No HKMA registrations in the collected records.