Personnel Hong Kong SFC License Details (ID 1907460)

Personnel Hong Kong SFC License Details (ID 1907460)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	RO	Advising on securities	2025-07-28	-
	RO	Advising on corporate finance	2025-01-08	-
	RO	Dealing in securities	2025-01-08	-
	Rep	Advising on corporate finance	2024-05-06	2025-01-08
	Rep	Dealing in securities	2024-05-06	2025-01-08
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2016-10-24	2023-08-10
	Rep	Advising on securities	2016-10-24	2023-08-10
	Rep	Dealing in securities	2016-10-24	2023-08-10
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2016-07-12