Tu, Brendan Chiao-Yen

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nexus Point Advisors (HK) Limited	Rep	Asset management	2026-08-13	-
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2022-05-10	2026-06-18
	Rep	Advising on corporate finance	2016-12-19	2018-09-08
	Rep	Advising on corporate finance	2012-06-07	2016-12-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nexus Point Advisors (HK) Limited	Rep	Asset management	2026-08-13	-
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2022-05-10	2026-06-18
	Rep	Advising on corporate finance	2016-12-19	2018-09-08
	Rep	Advising on corporate finance	2012-06-07	2016-12-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.