Personnel Hong Kong SFC License Details (ID 1907514)

Personnel Hong Kong SFC License Details (ID 1907514)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Verition Advisors (Hong Kong) Limited	Rep	Asset management	2024-09-16	-
Privium Fund Management (HK) Limited	Rep	Asset management	2024-06-12	2024-09-15
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2020-12-01	2023-11-07
PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED	Rep	Asset management	2018-12-04	2020-03-13
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	2018-07-21
	Rep	Advising on corporate finance	2012-06-07	2016-12-18