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Xiong, David Le Hong Kong SFC License Details (ID 1907520)
Xiong, David Le
SFC ID:
AYQ799
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES HONG KONG LIMITED
Rep
Advising on corporate finance
2016-12-19
2019-03-23
Rep
Advising on corporate finance
2012-06-07
2016-12-18