| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Hermitage Capital HK Limited | RO | Advising on securities | 2026-03-12 | - |
| RO | Asset management | 2026-03-12 | - | |
| Rep | Advising on securities | 2021-12-09 | 2026-03-12 | |
| Rep | Asset management | 2021-12-09 | 2026-03-12 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2019-01-21 | 2021-03-26 |
| Rep | Advising on securities | 2019-01-21 | 2021-03-26 | |
| Rep | Dealing in securities | 2019-01-21 | 2021-03-26 | |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2014-08-06 | 2018-09-26 |
| Rep | Dealing in securities | 2014-08-06 | 2018-09-26 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2014-06-03 |
No HKMA registrations in the collected records.