Personnel Hong Kong SFC License Details (ID 1907542)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2022-01-14	2023-11-15
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2017-03-07	2018-02-02
	Rep	Dealing in securities	2017-03-07	2018-02-02
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2013-04-06