Personnel Hong Kong SFC License Details (ID 1908998)

Personnel Hong Kong SFC License Details (ID 1908998)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rising Securities Limited	RO	Advising on securities	2024-08-23	-
	RO	Asset management	2024-08-23	-
	RO	Dealing in securities	2024-08-23	-
JINGDONG SECURITIES LIMITED	RO	Asset management	2021-11-16	2023-12-28
	RO	Dealing in securities	2021-03-30	2023-01-18
	RO	Advising on securities	2021-03-30	2023-12-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-04-17	2020-06-30
SILVER NILE GLOBAL INVESTMENTS LIMITED	Rep	Dealing in securities	2018-04-25	2019-03-11
SORRENTO SECURITIES LIMITED	Rep	Dealing in securities	2016-10-06	2018-04-15
Central China International Securities Co., Limited	Rep	Dealing in securities	2015-10-22	2016-06-08
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-08-19	2015-07-16
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2014-08-19	2015-07-16
CHONG HING COMMODITIES AND FUTURES LIMITED	Rep	Dealing in futures contracts	2013-04-02	2014-08-07
CHONG HING SECURITIES LIMITED	Rep	Dealing in securities	2012-06-11	2014-08-07