Personnel Hong Kong SFC License Details (ID 1909013)

Personnel Hong Kong SFC License Details (ID 1909013)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ming Yang Capital Limited	RO	Advising on securities	2024-09-27	-
	RO	Asset management	2024-09-27	-
	Rep	Advising on securities	2024-08-27	2024-09-27
	Rep	Asset management	2024-08-27	2024-09-27
China Enterprise Securities Company Limited	Rep	Advising on securities	2020-09-17	2024-08-09
	Rep	Asset management	2020-09-17	2024-08-09
	Rep	Dealing in securities	2020-09-17	2024-08-09
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Asset management	2013-01-10	2013-12-31
ORIENTAL PATRON ASIA LIMITED	Rep	Asset management	2012-06-11	2012-12-31