| Morgan Stanley Asia Limited | RO | Advising on futures contracts | 2019-01-08 | 2021-02-04 |
| RO | Advising on securities | 2019-01-08 | 2021-02-04 |
| RO | Dealing in securities | 2013-11-14 | 2021-02-04 |
| Morgan Stanley Hong Kong Securities Limited | RO | Providing automated trading services | 2013-11-14 | 2021-02-04 |
| RO | Dealing in futures contracts | 2013-11-14 | 2021-02-04 |
| RO | Dealing in securities | 2013-11-14 | 2021-02-04 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2013-08-05 | 2013-11-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2013-08-05 | 2013-11-14 |
| Rep | Dealing in futures contracts | 2013-08-05 | 2013-11-14 |
| Rep | Dealing in securities | 2013-08-05 | 2013-11-14 |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | - | 2004-02-11 |
| Rep | Advising on securities | - | 2004-02-11 |
| Rep | Providing automated trading services | - | 2009-12-31 |
| Rep | Dealing in securities | - | 2009-12-31 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | - | 2009-12-31 |
| Rep | Dealing in futures contracts | - | 2009-12-31 |