Personnel Hong Kong SFC License Details (ID 1909608)

Personnel Hong Kong SFC License Details (ID 1909608)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Summer Capital Management Company Limited	RO	Asset management	2020-08-17	2026-07-10
	RO	Dealing in securities	2019-07-16	2025-08-27
	RO	Advising on securities	2018-06-05	2026-07-10
	Rep	Advising on securities	2018-02-22	2018-06-05
	Rep	Asset management	2018-02-22	2020-08-17
CEB International Capital Corporation Limited	Rep	Advising on corporate finance	2016-11-07	2017-12-04
	Rep	Advising on securities	2016-11-07	2017-12-04
	Rep	Dealing in securities	2016-11-07	2017-12-04
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2012-06-12	2015-05-06
	Rep	Dealing in securities	2012-06-12	2015-05-06