Personnel SFC Licences and HKMA Registrations (ID 19115475)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2026-11-06	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-07-09	2026-07-17
	Rep	Advising on securities	2018-07-09	2026-07-17
	Rep	Dealing in securities	2018-07-09	2026-07-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.