Personnel Hong Kong SFC License Details (ID 1911762)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2013-10-23	2015-03-02
	Rep	Dealing in securities	2013-09-17	2015-03-02
BOCI SECURITIES LIMITED	Rep	Advising on securities	2012-06-15	2013-08-06
	Rep	Dealing in securities	2012-06-15	2013-08-06