Personnel SFC Licences and HKMA Registrations (ID 1911763)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	RO	Dealing in futures contracts	2024-08-29	-
	RO	Dealing in securities	2022-04-25	-
	RO	Advising on securities	2019-06-18	-
	Rep	Advising on securities	2018-03-16	2019-06-18
	Rep	Dealing in securities	2012-06-15	2022-04-25
	Rep	Dealing in futures contracts	2012-06-15	2024-08-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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