| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited | RO | Advising on securities | 2023-01-26 | - |
| RO | Dealing in securities | 2023-01-26 | - | |
| Rep | Advising on futures contracts | 2022-12-23 | - | |
| Rep | Dealing in futures contracts | 2022-12-23 | - | |
| Rep | Advising on securities | 2022-12-23 | 2023-01-26 | |
| Rep | Dealing in securities | 2022-12-23 | 2023-01-26 | |
| Manulife Investment Management (Hong Kong) Limited | RO | Advising on securities | 2020-08-18 | 2022-07-29 |
| RO | Dealing in securities | 2020-08-18 | 2022-07-29 | |
| Rep | Advising on securities | 2014-04-02 | 2020-08-18 | |
| Rep | Dealing in securities | 2012-06-15 | 2020-08-18 |
No HKMA registrations in the collected records.