Personnel Hong Kong SFC License Details (ID 1913185)

Personnel Hong Kong SFC License Details (ID 1913185)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLP HK Investment Management Limited	Rep	Advising on securities	2023-06-15	2025-01-31
	Rep	Asset management	2023-06-15	2025-01-31
	Rep	Dealing in securities	2023-06-15	2025-01-31
	RO	Advising on securities	2022-11-18	2023-06-15
	RO	Asset management	2022-11-18	2023-06-15
	RO	Dealing in securities	2022-11-18	2023-06-15
	Rep	Advising on securities	2022-04-01	2022-11-18
	Rep	Asset management	2022-04-01	2022-11-18
	Rep	Dealing in securities	2022-04-01	2022-11-18
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2013-06-05	2015-01-23
	Rep	Dealing in securities	2013-06-05	2015-01-23
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2013-06-05	2015-01-23
M3 Capital Partners (HK) Limited	Rep	Advising on securities	2012-06-19	2013-05-10
	Rep	Dealing in securities	2012-06-19	2013-05-10