Personnel Hong Kong SFC License Details (ID 1913755)

Personnel Hong Kong SFC License Details (ID 1913755)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bay Area Capital Partners Limited	RO	Advising on securities	2025-12-12	2026-09-20
	RO	Asset management	2025-12-12	2026-09-20
	Rep	Advising on securities	2025-11-26	2025-12-12
	Rep	Asset management	2025-11-26	2025-12-12
GLOBAL AMPLE ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2020-05-20	2024-04-04
	RO	Asset management	2020-05-20	2024-04-04
Marketsense Asset Management Limited	RO	Asset management	2017-11-03	2019-08-31
Partners Asset Management (HK) Limited	RO	Advising on securities	2016-07-06	2016-11-22
	RO	Asset management	2016-07-06	2016-11-22
	Rep	Advising on securities	2016-06-14	2016-07-06
	Rep	Asset management	2016-06-14	2016-07-06
BMI FUNDS MANAGEMENT LIMITED	RO	Advising on securities	2016-02-18	2016-05-24
	RO	Asset management	2016-02-18	2016-05-24
	Rep	Dealing in securities	2016-02-18	2016-05-24
BMI Securities Limited	Rep	Dealing in securities	2016-02-18	2016-05-24
BMI FUNDS MANAGEMENT LIMITED	Rep	Advising on securities	2015-12-21	2016-02-18
	Rep	Asset management	2015-12-21	2016-02-18
Merdeka Investment Management Limited	Rep	Advising on securities	2012-06-20	2015-11-30
	Rep	Asset management	2012-06-20	2015-11-30