| FUJI HONG KONG COMMODITIES COMPANY LIMITED | RO | Advising on securities | 2025-03-19 | - |
| RO | Dealing in securities | 2025-03-19 | - |
| RO | Advising on futures contracts | 2023-11-21 | - |
| RO | Advising on securities | 2023-11-21 | 2024-07-17 |
| RO | Dealing in securities | 2023-11-21 | 2024-07-17 |
| Rep | Dealing in securities | 2021-12-06 | 2023-11-21 |
| RO | Dealing in futures contracts | 2021-03-23 | - |
| HONG KONG ASSET MANAGEMENT LIMITED | RO | Dealing in futures contracts | 2020-05-18 | 2020-06-20 |
| VERCAP Financial Services Limited | RO | Dealing in futures contracts | 2019-03-15 | 2020-03-13 |
| Rep | Dealing in futures contracts | 2016-01-04 | 2019-03-15 |
| JINRUI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-20 | 2014-01-03 |