Personnel Hong Kong SFC License Details (ID 1913760)

Personnel Hong Kong SFC License Details (ID 1913760)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2023-12-15	-
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2023-12-15	-
	Rep	Dealing in securities	2023-12-15	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2020-10-12	2023-12-03
	Rep	Dealing in securities	2020-10-12	2023-12-03
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2020-10-12	2023-10-25
	Rep	Dealing in securities	2020-10-12	2023-12-03
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2012-06-20	2012-09-01