Yan, Chunxiao 严春晓

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2023-02-08	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2018-11-15	2018-11-21
	Rep	Dealing in securities	2012-06-20	2014-11-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2023-02-08	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2018-11-15	2018-11-21
	Rep	Dealing in securities	2012-06-20	2014-11-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.