Personnel SFC Licences and HKMA Registrations (ID 1915961)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Admiralty Asset Management Limited	RO	Advising on securities	2022-03-31	-
	RO	Asset management	2022-03-31	-
	RO	Dealing in securities	2022-03-31	-
Success Securities Limited	Rep	Advising on securities	2012-06-25	2019-08-23
	Rep	Dealing in securities	2012-06-25	2019-08-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.