| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Alpha Win Capital Limited | RO | Advising on securities | 2023-11-30 | - |
| RO | Dealing in securities | 2023-11-30 | - | |
| Rep | Advising on securities | 2023-06-09 | 2023-11-30 | |
| Rep | Dealing in securities | 2023-06-09 | 2023-11-30 | |
| RO | Asset management | 2022-11-29 | - | |
| RO | Advising on securities | 2022-11-29 | 2023-06-09 | |
| RO | Dealing in securities | 2022-11-29 | 2023-06-09 | |
| Rep | Advising on securities | 2020-06-01 | 2022-11-29 | |
| Rep | Asset management | 2020-06-01 | 2022-11-29 | |
| Rep | Dealing in securities | 2020-06-01 | 2022-11-29 | |
| Foundation Asset Management (HK) Limited | Rep | Advising on securities | 2018-07-26 | 2019-05-10 |
| Rep | Asset management | 2018-07-26 | 2019-05-10 | |
| BOCOM International Asset Management Limited | Rep | Advising on securities | 2016-10-18 | 2018-07-04 |
| Rep | Asset management | 2016-10-18 | 2018-07-04 | |
| Rep | Dealing in securities | 2016-10-18 | 2018-07-04 | |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-03-11 | 2016-10-01 |
| Rep | Dealing in securities | 2015-03-11 | 2016-10-01 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-12-31 | 2015-02-20 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-06-26 | 2015-02-20 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-06-26 | 2015-02-20 |
No HKMA registrations in the collected records.