Personnel Hong Kong SFC License Details (ID 1917351)

Personnel Hong Kong SFC License Details (ID 1917351)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Interactive Brokers Hong Kong Limited	Rep	Dealing in futures contracts	2018-11-02	2022-04-01
	Rep	Leveraged foreign exchange trading	2018-11-02	2022-04-01
	Rep	Dealing in securities	2018-09-21	2022-04-01
CHUNG LEE SECURITIES COMPANY LIMITED	RO	Dealing in securities	2018-04-19	2018-09-01
ZhongHua Finance Asset Management Co., Limited	Rep	Asset management	2017-09-29	2018-09-01
CHINA QIANHAI ZHONGJIN SECURITIES LIMITED	RO	Dealing in securities	2017-04-26	2017-09-15
	Rep	Dealing in securities	2016-11-08	2017-04-26
Tensant Securities Limited	Rep	Dealing in securities	2015-01-09	2016-10-14
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-02-28	2014-12-31
DELTA ASIA SECURITIES LIMITED	Rep	Advising on securities	2014-02-28	2014-12-31
	Rep	Dealing in securities	2014-01-13	2014-12-31
OnePlatform Asset Management Limited	Rep	Dealing in securities	2012-06-27	2014-01-01