Personnel Hong Kong SFC License Details (ID 1918009)

Personnel Hong Kong SFC License Details (ID 1918009)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Point72 Hong Kong Limited	Rep	Asset management	2020-02-26	2022-12-02
Morgan Stanley Asia Limited	Rep	Dealing in securities	2014-09-22	2019-05-21
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2014-09-22	2019-05-21
	Rep	Dealing in futures contracts	2014-09-22	2019-05-21
	Rep	Dealing in securities	2014-09-22	2019-05-21
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2012-06-28	2014-06-14
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2012-06-28	2014-06-14
	Rep	Dealing in securities	2012-06-28	2014-06-14