Personnel SFC Licences and HKMA Registrations (ID 1918728)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on futures contracts	2018-05-08	-
	Rep	Advising on securities	2018-04-13	-
	Rep	Asset management	2018-04-13	-
	Rep	Dealing in securities	2018-04-13	-
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Dealing in securities	2015-10-05	2018-02-02
	Rep	Advising on securities	2012-06-29	2018-02-02
	Rep	Asset management	2012-06-29	2018-02-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.