Personnel Hong Kong SFC License Details (ID 1918732)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-05-17	2018-10-27
	Rep	Asset management	2016-05-17	2018-10-27
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2016-03-01	2016-04-23
	Rep	Advising on securities	2016-03-01	2016-04-23
	Rep	Asset management	2016-03-01	2016-04-23
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2016-03-01	2016-04-23
	Rep	Advising on securities	2016-03-01	2016-04-23
	Rep	Asset management	2016-03-01	2016-04-23
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2016-03-01	2016-04-23
	Rep	Asset management	2016-03-01	2016-04-23
	Rep	Dealing in securities	2016-03-01	2016-04-23
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-03-19	2016-01-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2014-03-19	2016-01-30
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2012-06-29	2014-03-10
	Rep	Advising on securities	2012-06-29	2014-03-10
	Rep	Asset management	2012-06-29	2014-03-10
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2012-06-29	2014-03-10
	Rep	Advising on securities	2012-06-29	2014-03-10
	Rep	Asset management	2012-06-29	2014-03-10
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2012-06-29	2014-03-10
	Rep	Asset management	2012-06-29	2014-03-10
	Rep	Dealing in securities	2012-06-29	2014-03-10