| Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-01-18 | 2019-08-15 |
| Rep | Dealing in securities | 2018-01-18 | 2019-08-15 |
| Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2016-06-20 | 2017-12-05 |
| Rep | Dealing in securities | 2016-06-20 | 2017-12-05 |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-14 | 2016-01-28 |
| Rep | Dealing in securities | 2015-08-14 | 2016-01-28 |
| GFI (HK) SECURITIES L.L.C. | Rep | Providing automated trading services | 2014-04-23 | 2015-07-31 |
| Rep | Dealing in securities | 2014-04-23 | 2015-07-31 |
| De Riva Asia Limited | Rep | Dealing in securities | 2013-04-12 | 2013-05-27 |
| Marex Financial Services Hong Kong Limited | Rep | Dealing in securities | 2012-06-29 | 2012-12-31 |