Personnel SFC Licences and HKMA Registrations (ID 1918750)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2015-01-16	-
	Rep	Dealing in futures contracts	2015-01-16	-
	Rep	Advising on securities	2015-01-16	2016-10-31
	Rep	Dealing in securities	2015-01-16	2016-10-31
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2012-06-29	2014-07-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.