Personnel Hong Kong SFC License Details (ID 1919481)

Personnel Hong Kong SFC License Details (ID 1919481)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PFP Capital Limited	RO	Advising on futures contracts	2025-09-10	-
	RO	Advising on securities	2025-09-10	-
	RO	Asset management	2025-09-10	-
	Rep	Advising on securities	2025-07-18	2025-09-10
	Rep	Asset management	2025-07-18	2025-09-10
Zhong Wang Capital Partners Limited	RO	Advising on securities	2023-04-11	2025-05-09
	RO	Asset management	2023-04-11	2025-05-09
First Quarter Moon Asset Management Limited	RO	Advising on securities	2021-09-27	2023-02-28
	RO	Asset management	2021-09-27	2023-02-28
Amto Capital Management Limited	RO	Asset management	2018-08-21	2020-07-31
High Nine Asset Management Limited	RO	Asset management	2017-05-08	2018-06-30
Innov Harbor Asset Management Limited	RO	Advising on securities	2016-04-21	2017-03-17
	RO	Asset management	2016-04-21	2017-03-17
Apollo Asset Management Limited (HK)	RO	Advising on securities	2015-01-15	2016-01-29
	Rep	Advising on securities	2012-07-03	2015-01-15
	Rep	Asset management	2012-07-03	2016-01-29