Personnel Hong Kong SFC License Details (ID 1919488)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Heavenly Wealth Management Limited	Rep	Advising on securities	2022-08-02	-
	Rep	Dealing in securities	2022-08-02	-
Convergence Capital Asia Limited	Rep	Advising on securities	2013-07-02	2014-04-28
	Rep	Asset management	2013-07-02	2014-04-28
	Rep	Dealing in securities	2013-07-02	2014-04-28
CAIDAO CAPITAL LIMITED	Rep	Asset management	2012-07-30	2013-06-28
	Rep	Advising on securities	2012-07-03	2013-06-28