Personnel SFC Licences and HKMA Registrations (ID 1919494)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LMR Partners Limited	RO	Asset management	2021-11-23	-
	Rep	Asset management	2020-02-27	2021-11-23
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2012-07-03	2015-01-21
	Rep	Dealing in securities	2012-07-03	2019-07-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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