Personnel Hong Kong SFC License Details (ID 1919499)

Personnel Hong Kong SFC License Details (ID 1919499)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2026-01-12	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-01-12	-
	Rep	Dealing in securities	2026-01-12	-
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2023-03-21	2025-12-24
	Rep	Advising on corporate finance	2023-01-03	2023-03-21
	Rep	Dealing in securities	2023-01-03	2025-12-24
CMBC International Capital Limited	RO	Advising on corporate finance	2018-07-09	2022-11-24
	Rep	Advising on corporate finance	2018-01-19	2018-07-09
	Rep	Dealing in securities	2018-01-19	2022-11-24
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-01-19	2022-11-24
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2012-07-03	2017-12-15