Personnel Hong Kong SFC License Details (ID 1919517)

Personnel Hong Kong SFC License Details (ID 1919517)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hash Blockchain Limited	Rep	Dealing in securities	2023-07-26	2023-09-13
HBS (Hong Kong) Limited	Rep	Advising on securities	2022-10-18	2023-09-13
	Rep	Dealing in securities	2022-10-18	2023-09-13
MUFG Securities Asia Limited	RO	Advising on securities	2017-06-01	2022-03-17
	RO	Dealing in futures contracts	2017-06-01	2022-08-31
	RO	Dealing in securities	2017-06-01	2022-08-31
	Rep	Advising on securities	2015-11-16	2017-06-01
	Rep	Dealing in futures contracts	2015-11-16	2017-06-01
	Rep	Dealing in securities	2015-11-16	2017-06-01
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2012-07-03	2015-08-21
	Rep	Dealing in futures contracts	2012-07-03	2015-08-21
	Rep	Dealing in securities	2012-07-03	2015-08-21