Personnel Hong Kong SFC License Details (ID 1920150)

Personnel Hong Kong SFC License Details (ID 1920150)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in securities	2020-09-29	2021-03-18
Morgan Stanley Asia Limited	Rep	Dealing in securities	2019-01-29	2020-04-09
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2019-01-29	2020-04-09
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-05-31	2014-08-28
	Rep	Dealing in securities	2012-07-04	2014-08-28
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2012-07-04	2013-08-31