Personnel Hong Kong SFC License Details (ID 1920155)

Personnel Hong Kong SFC License Details (ID 1920155)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2024-07-17	-
	RO	Dealing in securities	2024-07-17	-
	Rep	Advising on corporate finance	2023-09-15	2024-07-17
	Rep	Dealing in securities	2023-09-15	2024-07-17
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2018-05-28	2023-08-08
	Rep	Dealing in securities	2018-05-28	2023-08-08
China Securities (International) Corporate Finance Company Limited	Rep	Dealing in securities	2018-05-28	2023-08-08
	Rep	Advising on corporate finance	2018-05-10	2023-08-08
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2012-07-04	2017-11-17