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Shimoyama, Yutaka 下山豐 Hong Kong SFC License Details (ID 1920162)
Shimoyama, Yutaka 下山豐
SFC ID:
AZL551
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SMBC Capital Markets (Asia) Limited
RO
Dealing in futures contracts
2012-07-04
2015-05-19
RO
Dealing in securities
2012-07-04
2015-05-19