Personnel Hong Kong SFC License Details (ID 1920168)

Personnel Hong Kong SFC License Details (ID 1920168)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Apollo Capital Management Limited	Rep	Dealing in securities	2020-12-14	-
	Rep	Advising on securities	2020-09-16	-
	Rep	Asset management	2020-09-16	-
Sun International Investment Services Limited	Rep	Dealing in securities	2017-04-10	2017-12-14
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-02-02	2017-03-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2014-03-31	2014-12-20
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2012-07-04	2014-03-03
	Rep	Dealing in securities	2012-07-04	2014-03-03