Personnel Hong Kong SFC License Details (ID 1921569)

Personnel Hong Kong SFC License Details (ID 1921569)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED	RO	Advising on securities	2023-07-10	-
	RO	Asset management	2023-07-10	-
XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2022-12-23	2023-05-31
	RO	Asset management	2022-04-06	2023-05-31
	Rep	Asset management	2019-09-13	2022-04-06
	Rep	Advising on securities	2019-09-13	2022-12-23
Annum Asset Management (Hong Kong) Limited	RO	Advising on futures contracts	2017-12-08	2018-04-30
	Rep	Advising on futures contracts	2017-10-11	2017-12-08
BOCOM International Securities Limited	RO	Advising on futures contracts	2016-09-30	2017-04-28
	RO	Dealing in futures contracts	2016-09-30	2017-04-28
	Rep	Advising on futures contracts	2016-05-13	2016-09-30
	Rep	Dealing in futures contracts	2016-05-13	2016-09-30
CHINA XIN YONGAN FUTURES COMPANY LIMITED	RO	Dealing in futures contracts	2012-07-06	2014-08-11