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Personnel Hong Kong SFC License Details (ID 1921577)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
WFM Asia (HK) Limited
RO
Advising on securities
2020-10-07
-
RO
Asset management
2018-10-09
-
Rep
Advising on securities
2018-10-09
2020-10-07
Rep
Asset management
2012-07-06
2018-10-09