Lee, Yun Yun Vivien 李茵茵

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2018-04-13	-
	Rep	Asset management	2018-04-13	-
	Rep	Dealing in securities	2018-03-26	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2013-07-04	2017-10-28
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2012-07-09	2013-05-07
	Rep	Dealing in futures contracts	2012-07-09	2013-05-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2018-04-13	-
	Rep	Asset management	2018-04-13	-
	Rep	Dealing in securities	2018-03-26	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2013-07-04	2017-10-28
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2012-07-09	2013-05-07
	Rep	Dealing in futures contracts	2012-07-09	2013-05-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.