Personnel Hong Kong SFC License Details (ID 1922289)

Personnel Hong Kong SFC License Details (ID 1922289)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on futures contracts	2017-08-22	2017-10-19
	Rep	Dealing in futures contracts	2017-08-22	2017-10-19
	Rep	Advising on securities	2017-08-22	2022-05-03
	Rep	Dealing in securities	2017-08-22	2022-05-03
	RO	Advising on futures contracts	2015-01-22	2017-08-22
	RO	Advising on securities	2015-01-22	2017-08-22
	RO	Dealing in futures contracts	2013-02-19	2017-08-22
	RO	Dealing in securities	2013-02-19	2017-08-22
NOMURA SECURITIES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2013-02-19	2013-05-31
	RO	Dealing in securities	2013-02-19	2013-05-31
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-07-09	2013-02-19
	Rep	Dealing in securities	2012-07-09	2013-02-19
	Rep	Advising on futures contracts	2012-07-09	2015-01-22
	Rep	Advising on securities	2012-07-09	2015-01-22
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-07-09	2013-02-19
	Rep	Dealing in securities	2012-07-09	2013-02-19