| China Galaxy International Securities (Hong Kong) Co., Limited | RO | Advising on securities | 2020-02-11 | - |
| RO | Dealing in securities | 2020-02-11 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2019-12-23 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2019-11-21 | 2020-02-11 |
| Rep | Dealing in securities | 2019-11-21 | 2020-02-11 |
| Tongfang Securities Limited | RO | Advising on securities | 2019-03-01 | 2019-11-08 |
| RO | Dealing in securities | 2019-03-01 | 2019-11-08 |
| RO | Advising on securities | 2018-11-29 | 2019-01-10 |
| RO | Dealing in securities | 2018-11-29 | 2019-01-10 |
| CITIC Securities Brokerage (HK) Limited | RO | Advising on securities | 2017-06-30 | 2018-09-21 |
| RO | Dealing in securities | 2017-06-30 | 2018-09-21 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2017-06-14 | 2018-09-21 |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2012-09-13 | 2017-06-30 |
| Rep | Dealing in securities | 2012-07-10 | 2017-06-30 |