Personnel Hong Kong SFC License Details (ID 1923649)

Personnel Hong Kong SFC License Details (ID 1923649)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huayu Securities Limited	Rep	Dealing in securities	2018-12-06	2019-12-08
PineBridge Investments Asia Limited	Rep	Advising on securities	2018-05-02	2018-06-01
	Rep	Dealing in securities	2018-05-02	2018-06-01
PineBridge Investments Hong Kong Limited	Rep	Dealing in securities	2018-05-02	2018-06-01
PineBridge Investments Asia Limited	RO	Advising on securities	2017-10-16	2018-05-02
	RO	Dealing in securities	2017-10-16	2018-05-02
	RO	Asset management	2017-10-16	2018-06-01
PineBridge Investments Hong Kong Limited	RO	Dealing in securities	2017-10-16	2018-05-02
	RO	Asset management	2017-10-16	2018-06-01
PineBridge Investments Asia Limited	Rep	Advising on securities	2012-07-11	2017-10-16
	Rep	Asset management	2012-07-11	2017-10-16
	Rep	Dealing in securities	2012-07-11	2017-10-16
PineBridge Investments Hong Kong Limited	Rep	Asset management	2012-07-11	2017-10-16
	Rep	Dealing in securities	2012-07-11	2017-10-16