| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2025-10-30 | - |
| Rep | Dealing in securities | 2025-04-28 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2025-04-28 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2024-06-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2014-10-22 | 2024-06-01 |
| Rep | Dealing in securities | 2014-10-22 | 2024-06-01 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-10-22 | 2016-10-10 |
| SHINING CAPITAL MANAGEMENT HONG KONG LIMITED | RO | Asset management | 2012-07-12 | 2013-07-31 |
No HKMA registrations in the collected records.