Personnel SFC Licences and HKMA Registrations (ID 1925097)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARISTO SECURITIES LIMITED	RO	Dealing in securities	2023-09-08	-
	Rep	Dealing in securities	2023-08-04	2023-09-08
SynerWealth Financial Limited	RO	Dealing in securities	2020-12-04	2023-06-28
	Rep	Dealing in securities	2012-07-13	2020-12-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.