Personnel SFC Licences and HKMA Registrations (ID 1925729)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kaiser KT Capital Limited	RO	Advising on corporate finance	2015-12-21	-
	Rep	Advising on corporate finance	2013-11-05	2015-12-21
JS SECURITIES LIMITED (HK)	Rep	Dealing in securities	2012-07-16	2015-10-20
Kaiser KT Capital Limited	Rep	Advising on corporate finance	2012-07-16	2013-08-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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