Zhao, Yang (SFC:AZX409) 趙揚 SFC Licences and HKMA Registrations (ID 1926379)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2021-09-03	-
	Rep	Dealing in securities	2021-09-03	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2015-02-03	2018-04-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2012-07-17	2014-11-14
	Rep	Dealing in securities	2012-07-17	2014-11-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.